CRS Summary 3.31.22
CRS Summary
The SEC requires that two new disclosures be delivered under Regulation Best Interest (Reg BI) and Relationship Summary (Form CRS) requirements, which have a compliance date of June 30.
The Relationship Summary is a disclosure document required to be provided to retail investors in both brokerage and advisory accounts. The document is intended by the SEC to be a short, high-level, plain English disclosure for retail investors to understand the services, compensation, and conflicts of investment advisers and broker-dealers. The SEC’s goal is to minimize client confusion by distinguishing between available services.
LPL Financial and Flashpoint Financial Services, believe open communication is key to a long lasting relationship with our clients. Holding true to our values and per the guidance of our regulatory agency, SEC, we would like to provide you with the latest summary of how we do business with the community. Click the link below to download our Client Relationship Summary.